Strategic Wealth
Management &
Compliance Leadership
Scott oversees the firm's comprehensive compliance program and streamlines operational efficiencies to ensure adherence to regulatory standards and support the firm's continued growth.
He has been with Cascade Investment Group since 2015, serving clients in Colorado Springs and beyond with institutional-grade portfolio management.
Chief Compliance Officer & Investment Professional
Scott oversees the firm's comprehensive compliance program and streamlines operational efficiencies to ensure adherence to regulatory standards and support the firm's continued growth. He has been with Cascade Investment Group since 2015.
Scott and his family have lived in Colorado Springs since 2015. He has served on the Ruth Washburn Cooperative Nursery School Board of Governors as Treasurer. Scott received his B.S. from Indiana University of Pennsylvania.
Officially Licensed & Registered
All licenses are active and in good standing with FINRA. Scott maintains a spotless regulatory record with zero disclosure events.
FINRA BrokerCheck is a free tool provided by the Financial Industry Regulatory Authority to verify the credentials and background of registered securities professionals. CRD# 6524212.
A Full-Service Brokerage Offering
From foundational portfolio construction to complex succession strategies, every engagement is managed with institutional discipline and personal attention.
Portfolio Management
Bespoke portfolios built around your goals, risk tolerance, and time horizon. Active management with monthly performance reporting and full regulatory transparency.
- Equity & Fixed Income
- Tactical Rebalancing
- Compliance Oversight
Growth Strategies
Disciplined strategies designed to generate alpha above market benchmarks through selective sector allocation and rigorous fundamental analysis.
- Growth Equity
- Emerging Markets
- Sector Rotation
Compliance & Oversight
As a licensed General Securities Principal (Series 24), Scott brings institutional-grade supervisory oversight to every managed account relationship.
- Regulatory Compliance
- Risk Management
- Client Protection
Wealth Management
Bespoke wealth preservation and growth strategies for high-net-worth individuals, focusing on tax-efficient asset transfer and long-term capital appreciation.
- Asset Protection
- Tax-Efficient Investing
- Estate Coordination
Retirement Planning
Goal-based planning designed to ensure a seamless transition into retirement with sustainable income streams and inflation-protected growth.
- IRA/401(k) Rollovers
- Social Security Optimization
- Income Sustainability
Business Planning
Strategic consulting for business owners, covering everything from corporate retirement plans to complex succession and exit strategies.
- Executive Benefits
- Corporate Treasury
- Succession Planning
All investment strategies and client accounts are supervised by Scott A. Rethi, licensed General Securities Principal (Series 24), CRD# 6524212 — ensuring full FINRA regulatory compliance and fiduciary client protection across every service offered.
Consistent Outperformance
| Year | SR Portfolio | S&P 500 | Alpha |
|---|---|---|---|
| 2025 | +18.4% | +11.2% | +7.2% |
| 2024 | +22.1% | +15.8% | +6.3% |
| 2023 | +19.7% | +12.4% | +7.3% |
| 2022 | -4.2% | -18.1% | +13.9% |
| 2021 | +31.5% | +26.9% | +4.6% |
Past performance is not indicative of future results. All figures net of fees.
“Scott's disciplined approach and genuine care for our family's wealth has exceeded every expectation. The transparency alone sets him apart.”
“In a volatile market, Scott navigated our portfolio with exceptional skill. Our YTD returns speak for themselves.”
“The monthly reporting and direct access to Scott gives us complete confidence. This is wealth management done right.”
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